Personnel Hong Kong SFC License Details (ID 2204654)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2016-03-09	2021-02-22
	Rep	Advising on securities	2016-03-09	2021-02-22
	Rep	Dealing in securities	2016-03-09	2021-02-22
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2014-02-10	2016-03-04
	Rep	Dealing in securities	2014-02-10	2016-03-04