| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CEPA ALLIANCE SECURITIES LIMITED | RO | Advising on securities | 2024-05-29 | - |
| RO | Dealing in securities | 2024-05-29 | - | |
| CEPAALLIANCE ASSET MANAGEMENT LIMITED | RO | Asset management | 2024-05-29 | - |
| SBI E2-Capital Securities Limited | RO | Advising on securities | 2023-01-10 | - |
| RO | Dealing in securities | 2023-01-10 | - | |
| BUSINESS SECURITIES LIMITED | RO | Advising on securities | 2020-06-18 | 2022-06-30 |
| RO | Dealing in securities | 2020-06-18 | 2022-06-30 | |
| SBI China Capital Asset Management Limited | Rep | Asset management | 2015-03-20 | 2018-10-23 |
| SBI China Capital Financial Services Limited | RO | Advising on securities | 2008-09-19 | 2019-04-30 |
| RO | Asset management | 2008-09-19 | 2019-04-30 | |
| SBI China Capital Commodities Limited | RO | Asset management | 2008-03-11 | 2013-02-28 |
| SBI China Capital Securities Limited | RO | Asset management | 2008-03-11 | 2011-09-30 |
| SBI China Capital Commodities Limited | RO | Advising on futures contracts | 2008-02-25 | 2013-02-28 |
| RO | Dealing in futures contracts | 2008-02-25 | 2013-02-28 | |
| SBI China Capital Financial Services Limited | RO | Dealing in securities | 2008-02-25 | 2019-04-30 |
| SBI China Capital Securities Limited | RO | Advising on securities | 2008-02-25 | 2011-09-30 |
| RO | Dealing in securities | 2008-02-25 | 2011-09-30 |
No HKMA registrations in the collected records.