Personnel SFC Licences and HKMA Registrations (ID 2205635)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Trinity Capital Asia Limited	RO	Dealing in securities	2026-07-23	-
Trinity Corporate Finance Limited (VG)	RO	Advising on corporate finance	2023-03-24	-
	Rep	Advising on corporate finance	2019-12-05	2023-03-24
Trinity Financial Group Limited	Rep	Dealing in securities	2016-09-30	2019-10-16
China Securities (International) Asset Management Company Limited	Rep	Advising on securities	2014-07-28	2015-08-21
	Rep	Asset management	2014-02-13	2015-08-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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