Personnel Hong Kong SFC License Details (ID 2205644)

Personnel Hong Kong SFC License Details (ID 2205644)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INFINITY ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-03-30	-
	RO	Asset management	2021-03-30	-
	Rep	Advising on securities	2020-12-24	2021-03-30
	Rep	Asset management	2020-12-24	2021-03-30
CHINA DEMETER SECURITIES LIMITED	RO	Advising on securities	2019-08-16	2020-07-20
	RO	Asset management	2019-08-16	2020-07-20
	RO	Dealing in securities	2019-08-16	2020-07-20
	Rep	Advising on securities	2017-02-20	2019-08-16
	Rep	Asset management	2017-02-20	2019-08-16
	Rep	Dealing in securities	2017-02-20	2019-08-16
OnePlatform Asset Management Limited	Rep	Advising on securities	2015-12-22	2016-08-19
	Rep	Asset management	2015-12-22	2016-08-19
	Rep	Dealing in securities	2015-12-22	2016-08-19
CHINA DEMETER SECURITIES LIMITED	Rep	Dealing in securities	2014-02-13	2015-11-01