Personnel Hong Kong SFC License Details (ID 2206218)

Personnel Hong Kong SFC License Details (ID 2206218)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Advisors	Rep	Advising on securities	2022-08-26	-
	Rep	Asset management	2022-08-26	-
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2022-08-26	-
	Rep	Asset management	2022-08-26	-
	Rep	Dealing in securities	2022-08-26	-
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2019-01-01	2022-06-30
	Rep	Dealing in securities	2019-01-01	2022-06-30
	Rep	Advising on securities	2014-02-14	2018-12-31
	Rep	Dealing in securities	2014-02-14	2018-12-31