Li, Shaobo (SFC:BNI705) 李少博

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Wealth Management (Hong Kong) Limited	Rep	Advising on securities	2026-09-21	-
	Rep	Asset management	2026-09-21	-
	Rep	Dealing in securities	2026-09-21	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2018-08-17	2023-10-10
	Rep	Dealing in securities	2018-08-17	2023-10-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Wealth Management (Hong Kong) Limited	Rep	Advising on securities	2026-09-21	-
	Rep	Asset management	2026-09-21	-
	Rep	Dealing in securities	2026-09-21	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2018-08-17	2023-10-10
	Rep	Dealing in securities	2018-08-17	2023-10-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.