Personnel Hong Kong SFC License Details (ID 22068785)

Personnel Hong Kong SFC License Details (ID 22068785)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2021-10-12	2025-10-28
	Rep	Advising on securities	2021-10-12	2025-10-28
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2021-10-12	2024-03-11
	Rep	Advising on securities	2021-10-12	2024-03-11
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2021-09-13	2025-10-28
Merrill Lynch Far East Limited	Rep	Dealing in securities	2021-09-13	2024-03-11
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2018-08-17	2021-07-23