Personnel Hong Kong SFC License Details (ID 22076251)

Personnel Hong Kong SFC License Details (ID 22076251)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2021-09-16	-
	Rep	Asset management	2021-09-16	-
	Rep	Dealing in securities	2021-09-16	-
ExodusPoint Capital Management Hong Kong, Limited	Rep	Asset management	2020-11-02	2021-08-05
SEEKERS ADVISORS H.K. LIMITED	Rep	Asset management	2019-09-12	2020-09-30
Harmony Advisors Limited	Rep	Advising on securities	2019-06-12	2019-06-30
	Rep	Dealing in futures contracts	2019-06-12	2019-06-30
	Rep	Dealing in securities	2019-06-12	2019-06-30
	Rep	Asset management	2019-05-21	2019-06-30
Pinpoint Asset Management Limited	Rep	Asset management	2018-08-20	2019-04-01