Personnel Hong Kong SFC License Details (ID 2208001)

Personnel Hong Kong SFC License Details (ID 2208001)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2023-03-16	2023-08-28
	Rep	Dealing in securities	2023-03-16	2023-08-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-11-17	2022-10-28
	Rep	Dealing in securities	2021-11-17	2022-10-28
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-09-17	2022-10-28
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2019-09-13	2021-08-27
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2015-06-15	2019-08-30
	Rep	Advising on corporate finance	2014-02-19	2019-08-30
	Rep	Dealing in securities	2014-02-19	2019-08-30