Personnel SFC Licences and HKMA Registrations (ID 2208011)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BALYASNY ASSET MANAGEMENT (HONG KONG) LIMITED (TRADING AS CORBETS CAPITAL)	Rep	Asset management	2026-07-07	-
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2017-09-26	2026-06-16
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2017-09-26	2026-06-16
Emperor Wealth Management Limited	Rep	Dealing in securities	2017-09-26	2026-06-16
PARAMETRICA MANAGEMENT LIMITED	Rep	Asset management	2016-11-08	2017-03-23
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2014-02-19	2016-05-12
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2014-02-19	2016-05-12
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-02-19	2016-05-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.