| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | Dealing in securities | 2023-02-06 | - |
| Rep | Advising on securities | 2022-04-06 | - | |
| Rep | Asset management | 2022-04-06 | - | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2018-08-21 | 2022-02-18 |
| Rep | Advising on securities | 2018-08-21 | 2022-02-18 | |
| Rep | Asset management | 2018-08-21 | 2022-02-18 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2018-08-21 | 2020-12-09 |
| Rep | Advising on securities | 2018-08-21 | 2020-12-09 | |
| Rep | Asset management | 2018-08-21 | 2020-12-09 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2018-08-21 | 2022-02-18 |
| Rep | Asset management | 2018-08-21 | 2022-02-18 | |
| Rep | Dealing in securities | 2018-08-21 | 2022-02-18 |
No HKMA registrations in the collected records.