Personnel Hong Kong SFC License Details (ID 2208653)

Personnel Hong Kong SFC License Details (ID 2208653)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2015-04-27	2017-08-23
	Rep	Advising on securities	2015-04-27	2017-08-23
	Rep	Dealing in securities	2015-04-27	2017-08-23
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2015-04-27	2017-08-23
	Rep	Advising on securities	2015-04-27	2017-08-23
	Rep	Dealing in securities	2015-04-27	2017-08-23
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2014-02-20	2015-03-16
	Rep	Dealing in securities	2014-02-20	2015-03-16