Personnel SFC Licences and HKMA Registrations (ID 22091425)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2021-11-26	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2021-10-25	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2021-10-25	-
HUAJIN FUTURES (INTERNATIONAL) LIMITED	Rep	Dealing in futures contracts	2019-05-28	2021-09-10
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2019-05-28	2021-09-10
HGNH International Forex Co., Limited	Rep	Leveraged foreign exchange trading	2019-01-28	2019-05-13
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2018-08-23	2019-05-13
HGNH International Securities Co., Limited	Rep	Dealing in securities	2018-08-23	2019-05-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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