| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2021-11-26 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-10-25 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2021-10-25 | - |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2019-05-28 | 2021-09-10 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2019-05-28 | 2021-09-10 |
| HGNH International Forex Co., Limited | Rep | Leveraged foreign exchange trading | 2019-01-28 | 2019-05-13 |
| HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2018-08-23 | 2019-05-13 |
| HGNH International Securities Co., Limited | Rep | Dealing in securities | 2018-08-23 | 2019-05-13 |