Personnel Hong Kong SFC License Details (ID 22091430)

Personnel Hong Kong SFC License Details (ID 22091430)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DB TRUSTEES (HONG KONG) LIMITED	Rep	personnel.sfcLicenses.activities.13	2024-10-02	-
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2021-09-03	2022-04-27
	Rep	Dealing in securities	2021-09-03	2022-04-27
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2021-05-18	2021-08-19
	Rep	Dealing in securities	2021-05-18	2021-08-19
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2018-08-23	2021-04-30
	Rep	Asset management	2018-08-23	2021-04-30
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2018-08-23	2021-04-30
	Rep	Asset management	2018-08-23	2021-04-30
	Rep	Dealing in securities	2018-08-23	2021-04-30