Personnel Hong Kong SFC License Details (ID 22099330)

Personnel Hong Kong SFC License Details (ID 22099330)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2022-07-25	-
	Rep	Advising on securities	2022-07-25	-
	Rep	Dealing in securities	2022-07-25	-
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2022-07-25	2024-02-19
	Rep	Advising on securities	2022-07-25	2024-02-19
	Rep	Dealing in securities	2022-07-25	2024-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-08-27	2022-05-31
	Rep	Advising on securities	2018-08-27	2022-05-31
	Rep	Dealing in securities	2018-08-27	2022-05-31