Zhang, Yan (SFC:BND768) 張晏

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AB Capital Investment Limited (HK)	Rep	Asset management	2023-04-19	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-08-27	2023-01-09
	Rep	Advising on securities	2018-08-27	2023-01-09
	Rep	Dealing in securities	2018-08-27	2023-01-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AB Capital Investment Limited (HK)	Rep	Asset management	2023-04-19	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-08-27	2023-01-09
	Rep	Advising on securities	2018-08-27	2023-01-09
	Rep	Dealing in securities	2018-08-27	2023-01-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.