| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Sunshine Asset Management (HK) Limited | Rep | Advising on securities | 2026-05-05 | - |
| Rep | Asset management | 2026-05-05 | - | |
| Pando Finance Limited | RO | Advising on securities | 2025-02-04 | 2026-03-20 |
| RO | Asset management | 2025-02-04 | 2026-03-20 | |
| RO | Dealing in securities | 2025-02-04 | 2026-03-20 | |
| Rep | Dealing in securities | 2024-08-07 | 2025-02-04 | |
| Rep | Advising on securities | 2024-06-28 | 2025-02-04 | |
| Rep | Asset management | 2024-06-28 | 2025-02-04 | |
| One Heritage Capital Management Limited | Rep | Advising on securities | 2023-03-27 | 2024-05-30 |
| Rep | Asset management | 2023-03-27 | 2024-05-30 | |
| XinKong International Asset Management Limited | RO | Asset management | 2022-02-21 | 2023-01-31 |
| Rep | Asset management | 2021-11-01 | 2022-02-21 | |
| XinKong International Securities Limited | Rep | Advising on securities | 2021-11-01 | 2023-01-31 |
| Rep | Dealing in securities | 2021-11-01 | 2023-01-31 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-11-05 | 2021-10-05 |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-09-03 | 2021-10-05 |
| Rep | Asset management | 2019-09-03 | 2021-10-05 | |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2018-08-27 | 2019-08-18 |
| Rep | Asset management | 2018-08-27 | 2019-08-18 |
No HKMA registrations in the collected records.