Personnel SFC Licences and HKMA Registrations (ID 22104454)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2022-08-31	-
	Rep	Asset management	2022-08-31	-
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2018-08-28	2022-08-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.