Personnel Hong Kong SFC License Details (ID 22108766)

Personnel Hong Kong SFC License Details (ID 22108766)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sigma Capital Management Limited	RO	Asset management	2025-04-11	-
	Rep	Asset management	2024-06-19	2025-04-11
	RO	Advising on securities	2023-01-10	-
	RO	Dealing in securities	2023-01-10	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2021-02-26	2022-08-31
	Rep	Dealing in securities	2021-02-26	2022-08-31
ABCI CAPITAL LIMITED	RO	Advising on corporate finance	2019-04-01	2020-10-30
	RO	Dealing in securities	2019-04-01	2020-10-30
ABCI Securities Company Limited	RO	Dealing in securities	2019-04-01	2020-10-30
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2018-08-29	2019-04-01
	Rep	Dealing in securities	2018-08-29	2019-04-01
ABCI Securities Company Limited	Rep	Dealing in securities	2018-08-29	2019-04-01