Personnel Hong Kong SFC License Details (ID 2211150)

Personnel Hong Kong SFC License Details (ID 2211150)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUAJIN FUTURES (INTERNATIONAL) LIMITED	Rep	Dealing in futures contracts	2021-11-10	-
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2021-11-10	-
Win Securities Limited	Rep	Dealing in securities	2021-07-20	2021-10-20
Boom Securities (H.K.) Limited	Rep	Dealing in futures contracts	2019-09-09	2021-10-20
	Rep	Dealing in securities	2019-08-12	2021-10-20
TIAN YUAN FINANCE LIMITED	Rep	Asset management	2017-01-16	2019-07-24
	Rep	Advising on securities	2016-08-22	2019-07-24
	Rep	Dealing in securities	2016-08-22	2019-07-24
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-02-25	2015-02-15
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2014-02-25	2015-02-15