Personnel Hong Kong SFC License Details (ID 2211151)

Personnel Hong Kong SFC License Details (ID 2211151)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AUREUM INFINITY CAPITAL LIMITED	Rep	Advising on securities	2022-05-03	2023-05-18
	Rep	Asset management	2022-05-03	2023-05-18
Swiss-Asia Asset Management (HK) Limited	Rep	Advising on securities	2021-07-09	2022-01-31
	Rep	Asset management	2021-07-09	2022-01-31
	Rep	Advising on securities	2020-01-14	2021-01-07
	Rep	Asset management	2020-01-14	2021-01-07
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	RO	Dealing in futures contracts	2016-02-25	2016-05-26
	RO	Dealing in securities	2016-02-25	2016-05-26
	Rep	Dealing in futures contracts	2014-02-25	2016-02-25
	Rep	Dealing in securities	2014-02-25	2016-02-25
	Rep	Advising on securities	2014-02-25	2016-04-19