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Personnel Hong Kong SFC License Details (ID 2211174)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED
Rep
Dealing in securities
2014-07-15
2015-03-06
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED
Rep
Dealing in securities
2014-02-25
2015-03-06