Personnel Hong Kong SFC License Details (ID 22113255)

Personnel Hong Kong SFC License Details (ID 22113255)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	RO	Advising on securities	2025-02-17	-
	RO	Asset management	2025-02-17	-
	RO	Dealing in securities	2025-02-17	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Dealing in securities	2025-02-17	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-01-14	2025-02-17
	Rep	Asset management	2025-01-14	2025-02-17
	Rep	Dealing in securities	2025-01-14	2025-02-17
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2025-01-14	2025-02-17
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-02-14	2019-02-23
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-02-14	2019-02-23
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-08-30	2018-09-07
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-08-30	2018-09-07