Personnel SFC Licences and HKMA Registrations (ID 22118137)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lego Corporate Finance Limited	Rep	Advising on corporate finance	2025-09-03	-
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Advising on corporate finance	2024-03-28	2025-03-04
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2022-08-15	2023-09-24
	Rep	Advising on corporate finance	2022-04-07	2023-09-24
VC CAPITAL LIMITED	Rep	Advising on corporate finance	2018-08-31	2022-02-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.