Personnel Hong Kong SFC License Details (ID 22123054)

Personnel Hong Kong SFC License Details (ID 22123054)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Securities and Futures Limited	Rep	Advising on securities	2026-06-15	-
	Rep	Dealing in securities	2026-06-15	-
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2024-12-31	2026-01-27
	Rep	Providing automated trading services	2024-12-31	2026-01-27
	Rep	Dealing in securities	2024-12-31	2026-01-27
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-10-06	2024-12-07
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2023-10-06	2024-12-07
	Rep	Dealing in securities	2023-10-06	2024-12-07
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2022-02-07	2023-09-08
	Rep	Dealing in futures contracts	2022-01-18	2023-09-08
	Rep	Dealing in securities	2022-01-18	2023-09-08
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2018-09-03	2021-12-22
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2018-09-03	2021-12-22