Personnel SFC Licences and HKMA Registrations (ID 22123072)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	Rep	Advising on securities	2022-06-15	-
	Rep	Asset management	2022-06-15	-
	Rep	Dealing in securities	2022-06-15	-
Ninety One Hong Kong Limited	Rep	Advising on securities	2019-12-30	2022-04-27
	Rep	Asset management	2019-12-09	2022-04-27
	Rep	Dealing in securities	2019-12-09	2022-04-27
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2019-07-03	2019-09-13
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2019-06-25	2019-09-13
ICBC Asset Management (Global) Company Limited	Rep	Advising on securities	2018-09-03	2019-06-13
	Rep	Asset management	2018-09-03	2019-06-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.