Personnel Hong Kong SFC License Details (ID 22123075)

Personnel Hong Kong SFC License Details (ID 22123075)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULLGOAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2026-04-27	-
	Rep	Asset management	2026-04-27	-
	Rep	Dealing in securities	2026-04-27	-
ICBC UBS Asset Management (International) Company Limited	Rep	Dealing in securities	2022-12-22	2026-03-26
	Rep	Advising on securities	2021-05-10	2026-03-26
	Rep	Asset management	2021-05-10	2026-03-26
China Universal Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2019-12-06	2021-04-16
	Rep	Asset management	2019-12-06	2021-04-16
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-09-03	2019-11-22
	Rep	Asset management	2018-09-03	2019-11-22
	Rep	Dealing in securities	2018-09-03	2019-11-22