Personnel Hong Kong SFC License Details (ID 2213041)

Personnel Hong Kong SFC License Details (ID 2213041)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2024-03-15	2024-03-22
	Rep	Advising on securities	2022-10-18	2022-10-20
	Rep	Advising on securities	2019-04-23	2019-04-26
	Rep	Advising on securities	2018-03-27	2018-03-29
	Rep	Dealing in securities	2018-03-27	2018-03-29
	Rep	Advising on securities	2017-03-28	2017-03-30
	Rep	Dealing in securities	2017-03-28	2017-03-30
	Rep	Advising on securities	2016-03-23	2016-03-23
	Rep	Dealing in securities	2016-03-23	2016-03-23
	Rep	Advising on securities	2014-02-27	2014-02-28
	Rep	Dealing in securities	2014-02-27	2014-02-28