Personnel Hong Kong SFC License Details (ID 2213048)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	RO	Advising on securities	2023-09-15	-
	RO	Dealing in securities	2023-09-15	-
	Rep	Advising on securities	2023-08-01	2023-09-15
PHILIPPA HUCKLE GROUP LIMITED, THE (TRADING AS ARIA FORUM WEALTH MANAGEMENT)	RO	Dealing in securities	2020-05-21	2022-11-24
	RO	Advising on securities	2020-05-21	2023-04-23
	RO	Asset management	2020-05-21	2023-04-23
	Rep	Advising on securities	2020-05-12	2020-05-21
	Rep	Asset management	2020-05-12	2020-05-21
KAISER CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2019-10-09	2020-04-01
	RO	Asset management	2019-10-09	2020-04-01
	Rep	Advising on securities	2019-09-19	2019-10-09
	Rep	Asset management	2019-09-19	2019-10-09
GLENWORTH CAPITAL LIMITED	RO	Advising on securities	2018-10-18	2019-06-27
	RO	Asset management	2018-10-18	2019-06-27
	Rep	Advising on securities	2018-08-22	2018-10-18
	Rep	Asset management	2018-08-22	2018-10-18
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2017-11-28	2018-08-14
	Rep	Asset management	2017-11-28	2018-08-14
	Rep	Dealing in securities	2017-11-28	2018-08-14
ICBC UBS Asset Management (International) Company Limited	Rep	Advising on securities	2017-05-16	2017-11-08
	Rep	Asset management	2017-05-16	2017-11-08
	Rep	Dealing in securities	2017-05-16	2017-11-08
RHB ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2014-02-27	2017-04-14
	Rep	Dealing in securities	2014-02-27	2017-04-14