Liao, Shuchen 廖书晨

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2019-05-02	-
	Rep	Advising on securities	2019-05-02	-
	Rep	Dealing in securities	2019-05-02	-
	Rep	Advising on corporate finance	2018-09-04	2019-02-28
	Rep	Advising on securities	2018-09-04	2019-02-28
	Rep	Dealing in securities	2018-09-04	2019-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2019-05-02	-
	Rep	Advising on securities	2019-05-02	-
	Rep	Dealing in securities	2019-05-02	-
	Rep	Advising on corporate finance	2018-09-04	2019-02-28
	Rep	Advising on securities	2018-09-04	2019-02-28
	Rep	Dealing in securities	2018-09-04	2019-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.