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Ramamoorthy, Swapna Hong Kong SFC License Details (ID 22133601)
Ramamoorthy, Swapna
SFC ID:
BNH701
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Merrill Lynch (Asia Pacific) Limited
Rep
Dealing in securities
2018-09-04
2019-02-21
Merrill Lynch Far East Limited
Rep
Dealing in futures contracts
2018-09-04
2019-02-21