Personnel Hong Kong SFC License Details (ID 2214353)

Personnel Hong Kong SFC License Details (ID 2214353)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2026-05-05	-
	RO	Asset management	2026-05-05	-
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2020-12-30	2026-04-09
	RO	Asset management	2020-12-30	2026-04-09
	Rep	Advising on securities	2020-09-22	2020-12-30
	Rep	Asset management	2020-09-22	2020-12-30
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2016-08-03	2020-08-01
	RO	Asset management	2016-08-03	2020-08-01
	RO	Dealing in securities	2016-08-03	2020-08-01
	Rep	Advising on securities	2014-02-28	2016-08-03
	Rep	Asset management	2014-02-28	2016-08-03
	Rep	Dealing in securities	2014-02-28	2016-08-03