Personnel SFC Licences and HKMA Registrations (ID 2214361)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Advising on securities	2026-06-30	-
	Rep	Dealing in securities	2026-06-30	-
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2014-02-28	2022-09-20
	Rep	Asset management	2014-02-28	2022-09-20
	Rep	Dealing in securities	2014-02-28	2022-09-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.