Personnel Hong Kong SFC License Details (ID 22144295)

Personnel Hong Kong SFC License Details (ID 22144295)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2025-09-16	-
	Rep	Dealing in securities	2025-09-16	-
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2025-09-16	-
	Rep	Dealing in securities	2025-09-16	-
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2021-12-29	2023-12-01
CMB International Securities Limited	Rep	Dealing in securities	2019-02-15	2021-11-12
CMB International Capital Limited	Rep	Advising on corporate finance	2018-09-06	2021-11-12
	Rep	Dealing in securities	2018-09-06	2021-11-12