Personnel Hong Kong SFC License Details (ID 22149664)

Personnel Hong Kong SFC License Details (ID 22149664)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLUE POOL CAPITAL LIMITED	Rep	Asset management	2021-10-29	2025-04-25
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2020-06-03	2021-05-10
	Rep	Advising on securities	2020-06-03	2021-05-10
	Rep	Dealing in securities	2020-06-03	2021-05-10
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2020-06-03	2021-05-10
	Rep	Advising on securities	2020-06-03	2021-05-10
	Rep	Dealing in securities	2020-06-03	2021-05-10
MOELIS &AMP; COMPANY ASIA LIMITED	Rep	Advising on corporate finance	2018-09-07	2020-04-17