Personnel Hong Kong SFC License Details (ID 2216301)

Personnel Hong Kong SFC License Details (ID 2216301)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-09-01	2024-05-31
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-08-09	2024-05-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2021-08-09	2024-05-31
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2017-10-25	2021-07-16
	Rep	Dealing in securities	2017-10-25	2021-07-16
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2017-10-25	2021-07-16
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2015-09-07	2017-09-19
	Rep	Dealing in securities	2015-09-07	2017-09-19
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2014-03-04	2015-08-28
	Rep	Dealing in securities	2014-03-04	2015-08-28