Personnel Hong Kong SFC License Details (ID 22164551)

Personnel Hong Kong SFC License Details (ID 22164551)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Advisors	RO	Advising on futures contracts	2025-05-16	-
FIL Investment Management (Hong Kong) Limited	RO	Advising on futures contracts	2025-05-16	-
	RO	Dealing in futures contracts	2025-05-16	-
FIL Investment Advisors	RO	Advising on securities	2023-04-11	-
	RO	Asset management	2023-04-11	-
FIL Investment Management (Hong Kong) Limited	RO	Advising on securities	2023-04-11	-
	RO	Asset management	2023-04-11	-
	RO	Dealing in securities	2023-04-11	-
FIL Investment Advisors	Rep	Advising on securities	2023-02-16	2023-04-11
	Rep	Asset management	2023-02-16	2023-04-11
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2023-02-16	2023-04-11
	Rep	Asset management	2023-02-16	2023-04-11
	Rep	Dealing in securities	2023-02-16	2023-04-11
Credit Suisse (Hong Kong) Limited	RO	Advising on securities	2018-09-11	2022-11-15
	RO	Asset management	2018-09-11	2022-11-15
	RO	Dealing in securities	2018-09-11	2022-11-15