Personnel SFC Licences and HKMA Registrations (ID 22164605)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2024-04-23	-
	Rep	Advising on securities	2022-01-24	-
	Rep	Asset management	2022-01-24	-
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on futures contracts	2018-09-11	2022-01-09
	Rep	Advising on securities	2018-09-11	2022-01-09
	Rep	Asset management	2018-09-11	2022-01-09
	Rep	Dealing in securities	2018-09-11	2022-01-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.