| GREAT BAY SECURITIES LIMITED | RO | Advising on securities | 2022-06-16 | 2022-07-08 |
| RO | Asset management | 2022-06-16 | 2022-07-08 |
| RO | Dealing in securities | 2022-06-16 | 2022-07-08 |
| Rep | Dealing in securities | 2022-04-19 | 2022-06-16 |
| HANG TAI SECURITIES LIMITED | RO | Dealing in securities | 2022-02-15 | 2022-03-14 |
| Vantum Securities and Futures Limited | RO | Dealing in futures contracts | 2022-02-15 | 2022-03-14 |
| HANG TAI SECURITIES LIMITED | Rep | Dealing in securities | 2021-12-17 | 2022-02-15 |
| Vantum Securities and Futures Limited | Rep | Dealing in futures contracts | 2021-12-17 | 2022-02-15 |
| Eagle Trader Asset Management Limited | RO | Asset management | 2020-03-10 | 2021-11-09 |
| Rep | Asset management | 2019-09-03 | 2020-03-10 |
| Golden Hen Securities and Futures Limited | RO | Dealing in futures contracts | 2019-06-17 | 2021-11-09 |
| RO | Dealing in securities | 2019-06-17 | 2021-11-09 |
| DA International Asset Management Limited | Rep | Advising on securities | 2018-06-20 | 2019-05-16 |
| Rep | Asset management | 2018-06-20 | 2019-05-16 |
| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | RO | Dealing in futures contracts | 2017-11-27 | 2019-05-16 |
| Rep | Dealing in securities | 2016-06-08 | 2019-05-16 |
| Rep | Dealing in futures contracts | 2014-03-05 | 2017-11-27 |