Personnel Hong Kong SFC License Details (ID 22181707)

Personnel Hong Kong SFC License Details (ID 22181707)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2026-05-13	-
	Rep	Dealing in securities	2026-05-13	-
BOCOM International Securities Limited	Rep	Advising on securities	2023-01-03	2025-10-14
	Rep	Dealing in futures contracts	2023-01-03	2025-10-14
	Rep	Dealing in securities	2023-01-03	2025-10-14
CMB International Global Markets Limited	Rep	Advising on securities	2022-08-25	2022-12-15
CMB International Securities Limited	Rep	Advising on securities	2021-09-06	2022-12-15
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-07-22	2022-12-15
CMB International Global Markets Limited	Rep	Dealing in securities	2021-07-22	2022-12-15
CMB International Securities Limited	Rep	Dealing in securities	2021-07-22	2022-12-15
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2018-09-14	2021-06-30
	Rep	Dealing in securities	2018-09-14	2021-06-30