Personnel Hong Kong SFC License Details (ID 22181775)

Personnel Hong Kong SFC License Details (ID 22181775)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2026-04-15	-
	Rep	Advising on securities	2026-04-15	-
	Rep	Dealing in securities	2026-04-15	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2020-08-12	2025-11-27
	Rep	Advising on securities	2020-08-12	2025-11-27
	Rep	Dealing in securities	2020-08-12	2025-11-27
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2018-09-14	2020-05-28
	Rep	Advising on securities	2018-09-14	2020-05-28
	Rep	Dealing in securities	2018-09-14	2020-05-28