Personnel SFC Licences and HKMA Registrations (ID 22181807)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS ASIA CAPITAL LIMITED	Rep	Advising on securities	2021-10-18	-
	Rep	Advising on corporate finance	2021-09-10	-
	Rep	Dealing in securities	2021-09-10	-
GIRAFFE CAPITAL LIMITED	Rep	Advising on corporate finance	2018-09-14	2021-08-27
	Rep	Dealing in securities	2018-09-14	2021-08-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AJ6368

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
DBS BANK LTD.	Dealing in securities	Non-EO	SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL	2025-02-19	—	Current
DBS BANK LTD.	Advising on securities	Non-EO	SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL	2025-02-19	—	Current
DBS BANK LTD.	Advising on corporate finance	Non-EO	SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL	2025-02-19	—	Current