Personnel SFC Licences and HKMA Registrations (ID 2218665)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Global Markets Limited	Rep	Dealing in securities	2019-07-16	2022-02-07
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-06-26	-
CMB International Securities Limited	Rep	Dealing in securities	2017-06-26	-
Azure Lion International Securities Company Limited	Rep	Dealing in securities	2016-12-22	2017-06-18
Zhonghao International Futures Co., Limited	Rep	Dealing in futures contracts	2016-12-22	2017-06-18
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2014-03-06	2016-12-15
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-03-06	2016-12-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.