Webb-site Legacy

Wu, Chun Lam 吳鎮霖

SFC ID:BDA598

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Brilliant Norton Securities Company Limited	RO	Advising on securities	2019-07-24	2023-01-31
	RO	Dealing in securities	2019-07-24	2023-01-31
	Rep	Advising on securities	2019-07-22	2019-07-24
	Rep	Dealing in securities	2019-07-22	2019-07-24
CLC FUTURES LIMITED	RO	Advising on futures contracts	2019-04-02	2019-06-18
	RO	Dealing in futures contracts	2019-04-02	2019-06-18
CLC SECURITIES LIMITED	RO	Advising on securities	2019-04-02	2019-06-18
	RO	Dealing in securities	2019-04-02	2019-06-18
	Rep	Advising on securities	2019-03-22	2019-04-02
	Rep	Dealing in securities	2019-03-22	2019-04-02
Brilliant Norton Securities Company Limited	RO	Advising on securities	2018-03-23	2019-03-15
	RO	Dealing in securities	2018-03-23	2019-03-15
	Rep	Dealing in securities	2018-03-07	2018-03-23
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-08-30	2018-01-15
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2016-08-30	2018-01-15
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2014-11-04	2016-08-16
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-11-04	2016-08-16
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2014-03-06	2014-07-08
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-03-06	2014-07-08