Personnel SFC Licences and HKMA Registrations (ID 22196037)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Advising on securities	2021-04-21	-
	Rep	Dealing in securities	2021-03-12	-
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2020-05-13	2021-01-22
	Rep	Dealing in securities	2020-05-13	2021-01-22
ABCI Securities Company Limited	Rep	Dealing in securities	2020-05-13	2021-01-22
BOSC International Company Limited	Rep	Advising on corporate finance	2019-10-03	2020-04-30
	Rep	Advising on securities	2019-01-18	2020-04-30
	Rep	Dealing in securities	2019-01-18	2020-04-30
	Rep	Asset management	2018-09-18	2018-12-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.