| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited | RO | Dealing in securities | 2021-07-20 | - |
| RO | Advising on securities | 2020-02-26 | - | |
| RO | Asset management | 2020-02-26 | - | |
| RO | Advising on futures contracts | 2020-02-26 | 2026-05-15 | |
| Rep | Advising on securities | 2020-01-22 | 2020-02-26 | |
| Rep | Asset management | 2020-01-22 | 2020-02-26 | |
| CSOP Asset Management Limited | Rep | Advising on securities | 2018-09-18 | 2019-09-14 |
| Rep | Asset management | 2018-09-18 | 2019-09-14 | |
| Rep | Dealing in securities | 2018-09-18 | 2019-09-14 |
No HKMA registrations in the collected records.