Personnel Hong Kong SFC License Details (ID 22201216)

Personnel Hong Kong SFC License Details (ID 22201216)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2026-06-24	-
	Rep	Dealing in securities	2026-06-24	-
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2023-06-06	2026-01-05
	Rep	Dealing in securities	2023-06-06	2026-01-05
JQ Securities (Hong Kong) Limited	Rep	Advising on securities	2022-07-18	2023-05-24
	Rep	Asset management	2022-07-18	2023-05-24
	Rep	Dealing in securities	2022-07-18	2023-05-24
Glory Sun Securities Limited	Rep	Advising on corporate finance	2021-12-24	2022-04-13
Atlantic Asset Management Limited	Rep	Advising on securities	2021-07-12	2021-11-16
	Rep	Asset management	2021-07-12	2021-11-16
Glory Sun Securities Limited	Rep	Advising on securities	2020-06-08	2021-06-30
	Rep	Asset management	2020-06-08	2021-06-30
	Rep	Dealing in futures contracts	2020-06-08	2021-06-30
	Rep	Dealing in securities	2020-06-08	2021-06-30
Ark Securities (Hong Kong) Limited	Rep	Asset management	2019-08-27	2020-05-30
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-08-27	2020-05-30
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2019-05-10	2020-05-30
	Rep	Dealing in securities	2018-09-19	2020-05-30
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-09-19	2020-05-30