Naka, Kazuhito 那珂和人

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2026-09-08	-
	Rep	Dealing in securities	2026-09-08	-
	Rep	Advising on securities	2020-08-14	2026-03-03
	Rep	Dealing in securities	2020-08-14	2026-03-03
	RO	Advising on futures contracts	2017-11-07	2019-11-18
	RO	Dealing in futures contracts	2017-11-07	2019-11-18
	RO	Advising on securities	2014-07-25	2019-11-18
	RO	Dealing in securities	2014-07-25	2019-11-18
	Rep	Advising on securities	2014-03-10	2014-07-25
	Rep	Dealing in securities	2014-03-10	2014-07-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2026-09-08	-
	Rep	Dealing in securities	2026-09-08	-
	Rep	Advising on securities	2020-08-14	2026-03-03
	Rep	Dealing in securities	2020-08-14	2026-03-03
	RO	Advising on futures contracts	2017-11-07	2019-11-18
	RO	Dealing in futures contracts	2017-11-07	2019-11-18
	RO	Advising on securities	2014-07-25	2019-11-18
	RO	Dealing in securities	2014-07-25	2019-11-18
	Rep	Advising on securities	2014-03-10	2014-07-25
	Rep	Dealing in securities	2014-03-10	2014-07-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.