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Personnel Hong Kong SFC License Details (ID 22211065)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CHARLES SCHWAB, HONG KONG, LIMITED
Rep
Advising on securities
2018-09-21
2018-10-08
Rep
Dealing in securities
2018-09-21
2018-10-08