Personnel SFC Licences and HKMA Registrations (ID 2221276)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WEBULL SECURITIES LIMITED	RO	Advising on securities	2025-07-22	-
	RO	Dealing in futures contracts	2025-07-22	-
	RO	Dealing in securities	2025-07-22	-
uSmart Securities Limited	Rep	Advising on securities	2020-03-04	2020-09-30
	Rep	Asset management	2020-03-04	2020-09-30
	Rep	Dealing in securities	2020-03-04	2020-09-30
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2014-03-11	2016-05-23
	Rep	Dealing in securities	2014-03-11	2016-05-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.